160 Pages
by
Routledge
A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.
1. Overview of Bank Securities Laws 2. Investment and Treasury Activities 3. Overview of Bank Derivatives Activities 4. Brokerage Activities 5. Underwriting and Dealing 6. Merchant Banking 7. Mutual Funds Activities 8. Overseas Securities Activities
Biography
PricewaterhouseCoopers
