The Securities Regulatory Handbook: 2000-2001

2nd Edition


Published September 30, 2000
Reference - 160 Pages
ISBN 9780765606549 - CAT# Y184467

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A guide, for financial institutions, to constraints on securities underwriting, brokerage activities, and trading and investments. It provides background and interprets bank securities laws covering underwriting, trading; mutual funds; and derivative products and overseas securities activities.


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