A Guide to Information Security Compliance for Financial Services

Matthew M. Speare

June 15, 2011 by Auerbach Publications
Reference - 288 Pages - 40 B/W Illustrations
ISBN 9780849374098 - CAT# AU7409

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Features

  • Presents a systematic way of organizing information security processes and audits
  • Develops a strategy in which a constant review of laws and technology is a part of everyday management
  • Addresses the role of each level of management
  • Provides a strategy to use vendors as partners in reviewing security risks
  • Summary

    Financial service professionals must overcome a growing and diverse array of risks, complicated by regulatory pressure, globalization, technology, and criminal activity. A Guide to Information Security Compliance for Financial Services provides a practical resource to complying with the dynamic regulatory requirements in the financial services industry. It demonstrates how to develop a systematic strategy that allows financial institutions to comply with existing and anticipated laws and to use vendors as partners in reviewing security risks, especially as electronic commerce accelerates. This text also reviews the necessary policies and procedures for a successful IT security program.